News from the economy, politics and the financial markets
In this section of our news section we provide you with editorial content from leading publishers.
Latest news
Congressional report outlines AI tools in capital markets
On September 15, the Congressional Research Service released a report outlining the impact of AI tools in capital markets, highlighting several AI use issues pertinent to capital markets that Congress may want to consider when legislating....By: Orrick, Herrington & Sutcliffe LLP
Trump signs ‘trigger leads’ bill
President Trump has signed a bill that would restrict the use of “trigger leads” in the mortgage industry. The legislation will become effective on March 5, 2026....By: Ballard Spahr LLP
FDIC surveys its banks for anti-money laundering compliance costs
On September 12, the FDIC issued a notice and request for comment in the Federal Register for the general public and other federal agencies to provide feedback on the FDIC’s intent to survey the costs for FDIC insured financial institutions associated with their Anti-Money Laundering and Countering the Financing of Terrorism (AML/CFT) compliance efforts....By: Orrick, Herrington & Sutcliffe LLP
[Video] Regulatory Ramblings: Episode 78 - How Well Does the Money Laundering Control System Work? Spotlight on: Rethinking AI Regulation: Why Current Approaches Fall Short
The podcast begins with a brief conversation between Oonagh and Regulatory Ramblings host Ajay Shamdasani about her September 8, 2025, LinkedIn article, “Rethinking AI Regulation: Why Current Approaches Are Falling Short.” Her key message: “AI isn’t just a technology—it’s an ecosystem. Regulating it requires cooperation, adaptability, and vision. Anything less will fail.” She stresses that AI evolves faster than regulators can keep up. Governments worldwide struggle to design frameworks that...By: Thomas Fox - Compliance Evangelist
ESG Market Alert UK – September 2025
In our latest round-up of developments in ESG for UK clients, we cover the following topics: UK Transition Finance Council releases Transition Finance guidelines UK developments in sustainability and climate reporting standards UK government drops plans to develop a UK Green Taxonomy EU proposes carbon tax exemptions for certain sectors...By: Hogan Lovells
Ohio appellate court rules in favor of bank in NSF fee case
On September 12, the Ohio Sixth District Court of Appeals affirmed a lower court’s decision granting summary judgment in favor of a bank in a dispute over NSF fees. The plaintiffs alleged they were charged $35 NSF fees for debit card transactions when their accounts had sufficient funds but settled when the accounts were negative....By: Orrick, Herrington & Sutcliffe LLP
CFPB releases ambitious Regulatory Agenda
The CFPB has released an ambitious Spring Regulatory Agenda that lists 24 regulatory initiatives the bureau has been and/or will be working on during the 12-month period from June 2025 through May 2026 as well as one long term action....By: Ballard Spahr LLP
U.S. Senate confirms Stephen Miran to fill Fed vacancy for term ending January 2026
On September 15, the U.S. Senate confirmed Stephen Miran as a member of the Fed by a 48-47 vote. The Fed announced that Miran was sworn in by Judge Elizabeth Branch of the U.S. Court of Appeals for the 11th Circuit on September 16....By: Orrick, Herrington & Sutcliffe LLP
Simpler and More Streamlined Sustainability Disclosure for UK Private Fund Managers: Taking Stock and Comparing With the EU
On 6 August 2025, the Financial Conduct Authority (FCA) published its multi-firm review (review) of climate reporting by private fund and other asset managers, life insurers, and FCA-regulated pension providers (firms). The review included sample Taskforce on Climate-related Financial Disclosures (TCFD) entity and product reports and engagement with trade associations and firms....By: Goodwin
SEC Again Extends Compliance Deadline for Form PF Amendments to October 1, 2026
On September 17, 2025, the Securities and Exchange Commission for a third time extended the compliance date for the Form PF amendments originally adopted on February 8, 2024 until October 1, 2026. In the interim, the SEC staff will reconsider the thresholds for registered investment advisers to be required to report on Form PF and the scope of the information that it collects....By: Akin Gump Strauss Hauer & Feld LLP
District court rules in favor of the Fed in another Regulation II case
On September 15, the U.S. District Court for the Eastern District of Kentucky granted summary judgment in favor of the Fed, upholding the Board’s regulation which caps debit card interchange fees. The regulation in question — Regulation II (“eye-eye”) — was adopted under the Durbin Amendment to the EFTA. The Durbin Amendment directs the Fed to ensure that interchange transaction fees charged by banks with at least $10 billion in assets are “reasonable and proportional” to the issuer’s cost for...By: Orrick, Herrington & Sutcliffe LLP
[Audio] Navigating Corporate Restructuring: Strategies to Optimize Value and Manage Liabilities — The Consumer Finance Podcast
In this episode of The Consumer Finance Podcast, Chris Willis, co-leader of Troutman Pepper Locke’s Consumer Financial Services Regulatory practice, delves into the intricacies of corporate restructuring with Alex Rovira, a partner in the Bankruptcy + Restructuring group. They explore two key strategies — optimization restructuring and liability management transactions — that financial services companies can employ to isolate liabilities and enhance asset value. Learn how these methods can help...By: Troutman Pepper Locke
What Do Employers Owe When Withdrawing From Pension Plans? SCOTUS to Weigh In
The Supreme Court of the United States has agreed to hear a case to determine what interest rate assumptions should apply when an employer leaves a multiemployer pension plan. The case could have major financial implications for some employers....By: Ogletree, Deakins, Nash, Smoak & Stewart,
Bankruptcy Overview and Best Practices
In light of current economic indicators and the potential for an increase in financial distress, this article is intended to serve as a general resource regarding financial restructurings, workouts, insolvency, and bankruptcy....By: Schwabe, Williamson & Wyatt PC
Capital Markets Update – September 2025 One-Minute Reads
SEC launches ‘Project Crypto’ In response to the report from the President’s Working Group on Digital Asset Markets, and in alignment with this executive order, titled “Strengthening American Leadership in Digital Financial Technology,” Securities and Exchange Commission (SEC) Chair Paul Atkins unveiled the launch of the SEC’s “Project Crypto” during this speech, and also issued this statement. Atkins said......By: Cooley LLP
Les ACVM finalisent le régime permanent pour les émetteurs établis bien connus
Le 28 août 2025, les Autorités canadiennes en valeurs mobilières (les « ACVM ») ont publié les modifications finales visant le Règlement 44-102 sur le placement de titres au moyen d’un prospectus préalable (le « Règlement 44‑102 ») ainsi que d’autres règlements et instructions générales (les « Modifications ») afin d’établir un régime de prospectus préalable accéléré permanent pour les émetteurs établis bien connus (les « EEBC »). Les Modifications entreront en vigueur le 28 novembre 2025....By: Blake, Cassels & Graydon LLP
Jack Henry Settles 401(k) Lawsuit for $1.6 Million
Another week, another excessive fee case settled. This time, it’s Jack Henry & Associates Inc., a well-known technology provider, and its 401(k) retirement committee agreeing to a $1.6 million settlement in a fiduciary breach case under ERISA....By: Ary Rosenbaum - The Rosenbaum Law Firm P.C.
Court rejects ‘bona fide error’ defense, grants summary judgment for plaintiff in FDCPA and state debt collection laws case
On September 4, a federal judge in the state of Washington granted partial summary judgment for the plaintiff in an FDCPA case, finding the debt collector liable under the FDCPA, the Washington Collection Agency Act (WCAA), and Washington’s Consumer Protection Act (CPA). The plaintiff alleged the defendant attempted to collect and report on a debt the defendant did not owe — negatively affecting the plaintiff’s credit....By: Orrick, Herrington & Sutcliffe LLP
[Video] Compliance Tip of the Day - So You Want to Be on a Board
Welcome to “Compliance Tip of the Day,” the podcast that brings you daily insights and practical advice on navigating the ever-evolving landscape of compliance and regulatory requirements. Whether you’re a seasoned compliance professional or just starting your journey, our goal is to provide you with bite-sized, actionable tips to help you stay ahead in your compliance efforts. Join us as we explore the latest industry trends, share best practices, and demystify complex compliance issues to keep...By: Thomas Fox - Compliance Evangelist
[Video] AI Today in 5: September 18, 2025, The No to Nvidia Episode
Welcome to AI Today in 5, the newest edition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI, so start your day, sit back, enjoy a cup of morning coffee, and listen in to the AI Today In 5, all from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest related to AI. Top AI stories include: • Chinese companies told not to buy Nvidia chips. (Reuters):...By: Thomas Fox - Compliance Evangelist
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