News from the economy, politics and the financial markets
In this section of our news section we provide you with editorial content from leading publishers.
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[Video] Daily Compliance News: March 19, 2026, The Corruption in Soccer Edition
Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional. Top stories include: • US relaxes sanctions on PDVSA. (FT):...By: Thomas Fox - Compliance Evangelist
U.S. Army RFI Seeks Industry Input and Partnerships to Accelerate Enterprise Modernization
The U.S. Army on February 27, 2026, issued a Request for Information (RFI) seeking feedback from industry stakeholders and investors on how the Army can better utilize private sector financing and expertise to solve operational challenges. Specifically, the Army is soliciting innovative financial models, partnership frameworks and contracting strategies across several key strategic investment pillars ......By: Holland & Knight LLP
FINRA Proposes Amendments to Communications Rule to Permit Use of Projections
FINRA’s proposal would expand investor access to performance projections and targeted returns to more closely align FINRA Rule 2210 with the IA Marketing Rule - The Financial Industry Regulatory Authority, Inc. (“FINRA”) recently filed with the U.S. Securities and Exchange Commission proposed amendments (the “Proposed Amendments”) to FINRA Rule 2210 (Communications with the Public) to permit a member, when certain conditions are met, to include certain projections or provide a targeted return...By: Mayer Brown Free Writings + Perspectives
Updated SEC Enforcement Manual Highlights Value Added Opportunities for Experts
On February 24, 2026, the US Securities and Exchange Commission (SEC) released updates to its Enforcement Manual (“Enforcement Manual”). In doing so, the SEC reaffirmed its commitment to “fairness, transparency, and efficiency” and highlighted key changes from the previous draft published in 2017....By: Secretariat
DFPI Suspends Implementation, Enforcement of California’s VC Companies Diversity Reporting Program, Pending Rulemaking
In a significant development for the venture capital community, the California Department of Financial Protection and Innovation (DFPI) announced on March 17, 2026, that it is suspending implementation and enforcement of the state’s Fair Investment Practices by Venture Capital Companies Law (FIPVCC), commonly referred to as Senate Bill 54, as amended by SB 164....By: Cooley LLP
FINRA Raises the Gift Limit: What It Means for Your Business
For the first time in over 30 years, FINRA has updated its gift rule. The SEC recently approved amendments to FINRA Rule 3220, raising the per-person gift limit from $100 to $300 annually....By: Ropes & Gray LLP
New York proceeds with expansive regulation of buy now, pay later products
On February 23, 2026, the New York State Department of Financial Services (NYDFS) published a proposed regulation (the Proposed Regulation) implementing the state’s Buy Now, Pay Later (BNPL) Act, which was signed into law by Governor Kathy Hochul on May 9, 2025....By: McDermott Will & Schulte
SEC and CFTC Issue a Memorandum of Understanding to Reduce Regulatory Conflict and Duplication Between the Agencies
In a landmark effort to streamline oversight of overlapping markets, the SEC and CFTC issued a Memorandum of Understanding establishing a framework for coordinated regulation that falls within the jurisdiction of both agencies....By: Bressler, Amery & Ross, P.C.
CFTC Issues No-Action Relief to Phantom Technologies, Inc.
Today, the Market Participants Division (MPD) of the Commodity Futures Trading Commission (CFTC) issued a No-Action Letter to Phantom Technologies, Inc. (Phantom), a developer and distributor of self-custodial digital asset wallet software applications, taking the position that it will not recommend an enforcement action against Phantom for failure to register as an introducing broker (IB) or for its personnel failing to register as associated persons (APs) of an IB....By: Morrison & Foerster LLP
Important authority on corporate attribution: the UK Upper Tribunal’s Banque Havilland decision
The UK Upper Tribunal’s decision in the Banque Havilland case potentially widens corporate attribution principles in cases brought by the UK financial services regulators....By: A&O Shearman
United States: A Place for Every Token and Every Token in its Place: The SEC “Airdrops” its New Crypto Taxonomy
On 17 March 2026, the SEC and CFTC issued a joint interpretive release establishing a formal taxonomy for crypto assets and when such assets are securities under federal law, which is a critical analytical point in determining if regulations apply. While the release is an interpretation of existing laws, and not a final rulemaking, it is a major step toward a durable crypto regulatory regime....By: K&L Gates LLP
Flash Alert: California DFPI Pauses VC Diversity Reporting — April 1 Deadline Lifted
Yesterday evening, the California Department of Financial Protection and Innovation (DFPI) announced that it is suspending the implementation and enforcement of the Fair Investment Practices by Venture Capital Companies Law (FIPVCC) pending rulemaking. The DFPI stated that it “will not require covered entities to submit further registrations or file reports by the April 1, 2026, deadline.”...By: Lowenstein Sandler LLP
EB‑5 in 2026: A Strategic Window for Family Offices and High‑Income Investors
For high-net-worth individuals and family offices, 2026 presents a rare opportunity to secure U.S. permanent residence through the EB-5 Immigrant Investor Program. With regulatory stability, historically accessible investment thresholds, and rising demand from high-earning professionals facing structural immigration constraints, EB-5 offers both financial and immigration advantages......By: Buchalter
The Rise of Branded Residences: Opportunities, Challenges, and What to Know
Branded residences, which are residential properties that offer residents hotel-caliber services and amenities in everyday life, most often tied to well-known hospitality or luxury retail brands, are experiencing unprecedented growth and are reshaping the landscape of real estate development in the United States and globally....By: ArentFox Schiff
SEC Issues Interpretation Applying Federal Securities Laws to Crypto Assets
While crypto market structure legislation continues to work its way through Congress, the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) are moving forward with guidance to the crypto industry in the interim. On March 17, 2026, the SEC issued its Interpretation applying the federal securities laws to certain crypto assets as a first step toward developing a clearer regulatory framework for the SEC's treatment of crypto assets......By: Davis Wright Tremaine LLP
2026 M&A Landscape
As we move further into 2026, dealmakers are navigating a market defined by momentum—but also meaningful restraint. Global transaction values have generally rebounded over the past year, driven in part by larger transactions, even as overall deal volume has remained selective and uneven. Research suggests the market is not simply “back.” It is evolving—shaped by uneven buyer conviction, tighter underwriting, and persistent policy and trade uncertainty....By: Greenberg Glusker LLP
Beyond the Screen: Clickwrap Principles Reach Crypto Kiosks
A recent decision from an Indiana federal court underscores that the principles behind what makes “clickwrap” assent enforceable are not limited to websites and apps found through smartphones and laptops. In Beckett v. Bitcoin Depot, Inc., No. 25-01450 (S.D. Ind. Feb. 26, 2026), the court granted a Bitcoin ATM operator’s motion to compel arbitration, finding that the plaintiff—who had fallen victim to a cryptocurrency scam—assented to the company’s clickwrap terms before completing the...By: Proskauer - New Media & Technology
California DFPI Suspends Implementation and Enforcement of FIPVCC Venture Capital Diversity Reporting Law Pending Rulemaking
On March 17, 2026, the California Department of Financial Protection and Innovation (“DFPI”) announced that it intends to initiate rulemaking in response to stakeholder comments regarding the Fair Investment Practices by Venture Capital Companies Act (“FIPVCC”). Pending completion of that rulemaking and adoption of final regulations, DFPI stated that implementation and enforcement of the FIPVCC will be suspended....By: Proskauer Rose LLP
Financial Ombudsman Service Reset: Key Reforms on the Horizon
HM Treasury, the FCA, and the FOS have published next steps for reshaping the disputes handler, promising greater certainty for firms and a more streamlined complaints process....By: Latham & Watkins LLP
UK FCA Regulatory Priorities Report On Retail Banking
The UK Financial Conduct Authority (FCA) has published its regulatory priorities report for the retail banking sector. These reports replace the FCA's previous portfolio letters and aim to provide a clearer and more consistent articulation of regulatory expectations....By: A&O Shearman
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