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Requirements for liquidity stress testing in UCITS and AIFs - DOC-2020-08
1.3 Wed 30/09/2020 - 12:00 Reference texts Articles 318-44, 321-77, 321-81 and 323-39 of the General Regulation Articles 47, 48 and 92 of Delegated Regulation (EU) 231/2013 of the European Parliament and of the Council of 19 December 2012 …
Position limits for commodity derivatives traded on Powernext - DOC-2017-11
4.5 This page is not available in English Fri 30/11/2018 - 12:00 Tue 31/12/2019 - 12:00 Instruction Position limits for commodity derivatives traded on Powernext Position limits for commodity derivatives traded on Powernext …
Communication by companies on fees associated with holding securities in pure registered form - DOC-2015-10
1.2 Thu 26/11/2015 - 12:00 Reference texts Article 223-1 of the AMF General Regulation Links 2015 AMF study on programmes set up by listed companies to communicate with individual shareholders …
Communication by companies aimed at promoting their securities to individual investors - DOC-2015-09
1.2 Thu 26/11/2015 - 12:00 Reference texts Article 223-1 of the AMF General Regulation Links 2015 AMF study on programmes set up by listed companies to communicate with individual shareholders …
Securitisation vehicles - DOC-2011-01
2.4 AMF Instruction DOC-2011-01 details the requirements and procedures for obtaining approval of a prospectus and the methods for marketing financial securities issued by a securitisation vehicle. These details also apply to the contents and distribution requirements for the prospectus and periodic information. …
ESMA's guidelines for the criteria on the assessment of knowledge and competence under the markets in crypto assets regulation - DOC-2026-03
1.1 This position integrates the guidelines of the European Securities and Markets Authority (“ESMA”) for the criteria on the assessment of knowledge and competence under the MiCA Regulation (the “Guidelines”).The Guidelines are applicable as of July 28th 2026.The Guidelines are available on ESMA’s website at the following...
Procedure for the recognition of foreign markets of States that are not parties to the Agreement on the European Economic Area - DOC-2019-05
2.0 Instruction 2019-05 clarifies the conditions for the recognition of foreign markets. The revised procedure specifies the cases in which a communication is considered to be addressed by a market operator to non-professional investors established or resident in France, as well as the applicable recognition procedure. ...
Position limits on the salmon derivative contract listed on Euronext Paris Matif - DOC-2026-01
1.1 Thu 12/02/2026 - 12:00 Reference texts Articles 57 and 58 of Directive 2014/65/UE of the European Parliament and of the Council of 15 Mau 2014 Commission Delegated Regulation (EU) 2022/1302 of 20 April 2022 Book 5 ...
Procedures for collecting and processing reports from whistleblowers - DOC-2018-13
2.1 Thu 22/01/2026 - 12:00 Book 6 Instruction Procedures for collecting and processing reports from whistleblowers Procedures for collecting and processing reports from whistleblowers 09:52 am
