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Requirements for liquidity stress testing in UCITS and AIFs - DOC-2020-08
1.3 Wed 30/09/2020 - 12:00 Reference texts Articles 318-44, 321-77, 321-81 and 323-39 of the General Regulation Articles 47, 48 and 92 of Delegated Regulation (EU) 231/2013 of the European Parliament and of the Council of 19 December 2012 …
Position limits for commodity derivatives traded on Powernext - DOC-2017-11
4.5 This page is not available in English Fri 30/11/2018 - 12:00 Tue 31/12/2019 - 12:00 Instruction Position limits for commodity derivatives traded on Powernext Position limits for commodity derivatives traded on Powernext …
Communication by companies on fees associated with holding securities in pure registered form - DOC-2015-10
1.2 Thu 26/11/2015 - 12:00 Reference texts Article 223-1 of the AMF General Regulation Links 2015 AMF study on programmes set up by listed companies to communicate with individual shareholders …
Communication by companies aimed at promoting their securities to individual investors - DOC-2015-09
1.2 Thu 26/11/2015 - 12:00 Reference texts Article 223-1 of the AMF General Regulation Links 2015 AMF study on programmes set up by listed companies to communicate with individual shareholders …
Securitisation vehicles - DOC-2011-01
2.4 AMF Instruction DOC-2011-01 details the requirements and procedures for obtaining approval of a prospectus and the methods for marketing financial securities issued by a securitisation vehicle. These details also apply to the contents and distribution requirements for the prospectus and periodic information. …
EBA guidelines on internal policies, procedures and controls to ensure implementation of restrictive measures - DOC-2025-02
1.1 The AMF applies the European Banking Authority (EBA) Guidelines on internal policies, procedures and controls to ensure implementation of Union and national restrictive measures (the 2024/15 Guidelines). In particular, these guidelines specify the requirements applicable to the internal policies, procedures and controls that…
